Abstract
The present research proposes a workflow for Urban Heat Island analysis for Bengaluru, utilizing multiple years of Earth Observation and interpretable machine learning. The methodology emphasizes spatial leakage control, multiple validation levels, and fixed artifacts.
The approach stacks Sentinel-2 and Landsat imagery for 2020-2025, applies physics-informed feature verification, and trains an XGBoost regressor with spatial block cross-validation. Held-out validation achieves an RMSE of 3.31 K and an R2 of 0.554. Regional validation estimates urban and rural mean temperatures of 310.8 K and 308.8 K, yielding a UHI intensity of 1.97 K.
Problem Statement and Gap
Most Earth Observation based UHI analyses demonstrate predictive capability, but they often under-specify the controls used for spatial leakage, traceability of execution, and reproducibility. In geospatial regression, adjacent pixels and nearby tiles are autocorrelated; random splits can therefore overstate generalization.
Bengaluru adds two practical complications: strong seasonality and heterogeneous land cover. Vegetation, water, built-up surfaces, and temporal drift all affect land surface temperature, so the validation procedure needs to be spatially aware and physically interpretable.
The contribution is not a new backbone architecture, but a reproducible and leakage-aware evaluation framework for EO-based UHI regression.
Methodology
The workflow links EO ingestion, seasonal alignment, spatial block validation, model training, regional validation, and checksum-based artifact locking into one execution protocol.
Selected stage
EO ingestion
Multi-year Sentinel-2 and Landsat imagery are stacked into aligned Earth Observation inputs before seasonal aggregation and feature checks.
- 2020-2025
- time span
- aligned rasters
- artifact
Predicted land-surface temperature at year y, season s, and pixel p is modeled as:
Here, x(y,s,p) is the feature vector for the corresponding year, season, and pixel. Features include NDVI, NDBI, latitude, longitude, seasonal variables, and WorldCover-derived class variables.
Validation Design
The experiment uses two validation levels. Level-1 compares model predictions against held-out Landsat-derived targets at the pixel level. Level-2 checks regional urban-rural thermal contrast and seasonal consistency against MODIS seasonal means.
| Evaluation level | Metric | Value |
|---|---|---|
| Spatial CV | RMSE | 3.487 K |
| Spatial CV | R2 | 0.527 |
| Level-1 hold-out | RMSE | 3.31 K |
| Level-1 hold-out | MAE | 2.34 K |
| Level-1 hold-out | R2 | 0.554 |
| Level-1 hold-out | Bias | +0.75 K |
| Level-1 hold-out | N | 973,407 pixels |
| Level-2 regional | Urban mean LST | 310.8 K |
| Level-2 regional | Rural mean LST | 308.8 K |
| Level-2 regional | UHI intensity | 1.97 K |
Prediction and UHI Results
The prediction map shows spatial thermal structure across evaluation tiles. Warm and cool clusters provide a qualitative check of the expected urban-rural contrast, while the scatter plot summarizes pixel-level agreement between observed and predicted LST.
| Year-season | Urban (K) | Rural (K) | UHI (K) |
|---|---|---|---|
| 2020 Summer | 312.8 | 310.9 | 1.95 |
| 2020 Winter | 302.2 | 300.8 | 1.35 |
| 2021 Summer | 310.9 | 309.6 | 1.37 |
| 2021 Winter | 306.6 | 304.3 | 2.29 |
| 2022 Summer | 310.4 | 308.8 | 1.54 |
| 2022 Winter | 302.5 | 301.0 | 1.52 |
| 2023 Summer | 312.2 | 310.3 | 1.85 |
| 2023 Winter | 305.4 | 303.8 | 1.61 |
| 2024 Summer | 312.3 | 311.0 | 1.31 |
| 2024 Winter | 302.8 | 301.3 | 1.57 |
| 2025 Summer | 311.9 | 310.0 | 1.87 |
| 2025 Winter | 304.2 | 302.5 | 1.62 |
SHAP-Based Interpretability
Expected physical behavior appears in the SHAP analysis: NDVI contributes a cooling tendency, NDBI contributes a warming tendency, and seasonality is highly influential because summer and winter differ strongly in surface temperature.
For a local explanation, a prediction can be expressed as a baseline plus the sum of feature contributions:
Publication Gates and Reproducibility
The reported run includes pass/fail publication gates, drift envelope checks, and checksum records. These are used to make the manuscript traceable back to fixed artifacts rather than a loose sequence of notebooks.
| Check | Result | Status |
|---|---|---|
| Objective scorecard | 5/5 (100%) | PASS |
| NDVI physical check | corr(NDVI,LST) = -0.558 | PASS |
| NDBI physical check | corr(NDBI,LST) = 0.622 | PASS |
| Seasonal UHI mean | 1.65 K | PASS |
| Seasonal UHI range | 1.31-2.29 K | PASS |
| Published envelope | within 0.6 to 2.6 K: 100% | PASS |
| Risk | Mitigation used in final run |
|---|---|
| Seasonal stack drift | Step-12 envelope check against published Bengaluru UHI range |
| Spatial leakage in training | Spatial block hold-out by tile identifiers |
| Masking artifacts and NaN regions | Feature gates and documented downstream consistency checks |
| Overclaiming external validation | MODIS used only for regional consistency interpretation |
| Reproducibility loss | Manifest plus SHA-256 checksum records for artifact integrity |
Threats to Validity and Future Work
Three limitations are identified. First, valid pixel count is lower for some winter year-season combinations. Second, heuristic NDVI/NDBI visualization masks are used qualitatively rather than quantitatively. Third, Level-2 MODIS validation is interpreted as regional consistency rather than per-pixel supervisory ground truth.
Future work includes evaluating Random Forest and CNN-based benchmarks under the same spatial split and reproducibility framework, expanding the spatial and temporal extent, and strengthening controlled benchmark comparisons.
References
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